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Private investment platform offering growth stage/pre-IPO investment opportunities

Compliance and Settlement Executive

$36k – $48k
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We're looking for analytical and passionate people to join our proven team as a Compliance and Settlement Executive based in Singapore.

Some Things To Know Before You Apply

- We have big plans to disrupt the traditional fundraising process for private businesses
- You will work with a diverse team of former investment bankers, strategy consultants and business owners in developing, monitoring and improving products and processes to facilitate the activity of private investing
- Everything we do is focused on helping businesses do business, better
- We work really hard but play really hard as well

Roles & Responsibilities

- Conduct Know-your-Customer (KYC) check procedures, and maintain periodic KYC review
- Make justifications of true-hit or false-hit over identity screening activities
- Maintain proper records by tracking all KYC activities conducted while ensuring KYC reviews are completed
- Other necessary Anti-Money Laundering / Compliance duties
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Disseminate written policies and procedures related to compliance activities
- File appropriate compliance reports with regulatory agencies
- Establish, maintain, and improve operating systems, processes and policies, specifically:
-- Support better management reporting through regular operations updates to management team
-- Strategise information flow management between various business units
-- Refine business process and organisational planning together with key stakeholders
- Ensure that all internal and regulatory guidelines, policies and procedures have been documented, implemented, and communicated
- Manage and increase the effectiveness and efficiency of post transaction support services, through improvements to each function as well as coordination and communication between support and business functions
- Streamline processes across all supporting business functions, toward resource optimisation and cost efficiency
- Ensure all processes are performed with strict adherence and within acceptable turnaround times
- Play a significant role in long-term planning, including the overarching initiative to gear towards operational excellence

Skills & Experience Required

- 3+ years of experience
- Team player
- Fast learner, organised and independent individual with good analytical skills and meticulous in work
- Proficiency in Microsoft Office

​The Ideal Candidate Should Have

- A proactive attitude, time sensitive with a sense of urgency, question and clarify ambiguities proactively
- A sense of ownership and take on responsibilities and challenges, thrive on logic, accept and create changes with flexibility
- Good attention to detail with proficient risk awareness
- Some experience in the finance industry

Only successful applicants will be contacted.

Please come prepared for an intensive round of interview.

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